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Series 6 and 63 exams

Are you looking to embark on a Financial Service Career? To begin your journey, you must navigate the crucial Series 6 and 63 exams to get your financial services license. R S Thomas Training Associates Inc. is here to guide you through the process with this guide.

Understanding the Series Exams

Before diving into exam strategies, let’s get familiar with what the Series 6 and 63 exams entail. These exams are overseen by the Financial Industry Regulatory Authority (FINRA) and are mandatory for individuals looking to sell securities and other products.

The Series 6 exam focuses on investment company products, while the Series 63 exam primarily deals with state securities regulations. Both exams are vital for obtaining your financial services certification and pursuing a career in financial services.

Preparation is Key

  • Study Materials: Begin by acquiring the necessary study materials. R S Thomas offers comprehensive study resources designed to help you succeed. Utilize textbooks, practice exams, and online courses to build your knowledge base.
  • Create a Study Plan: Establish a study plan that fits your schedule. Consistency is key, so allocate dedicated study time each day or week. Break down the material into manageable sections to make your progress more measurable.
  • Practice, Practice, Practice: Take advantage of practice exams. RS Thomas Training Associates Inc provides mock exams that mimic the real testing environment. Regularly taking these practice tests will help you identify your strengths and weaknesses.

Exam Strategies

  • Understand the Exam Format: Familiarize yourself with the structure of both exams. The Series 6 consists of 50 questions, while the Series 63 has 60 questions. You’ll need to achieve a passing score of 70% on each.
  • Focus on Weak Areas: After taking practice exams, focus on the areas where you need improvement. Dive deep into the content, review the material, and consult with R S Thomas Training Associates Inc resources for clarification.

Test Day

  • Arrive Prepared: On the day of your exams, arrive well-rested and confident. Bring the required identification and arrive early to ensure a stress-free experience.
  • Stay Calm: During the exams, remain calm and composed. Start with the questions you’re most confident about to build your confidence as you progress.

Next steps to Financial Services License

After successfully passing the Series 6 and 63 exams, you get one step closer to obtaining your certification. At this point, you’ll need to complete additional licensing requirements specific to your state.


R S Thomas Training Associates Inc: Your Right Choice

Throughout your journey to pass the Series 6 and 63 exams and earn your financial services permit, R S Thomas Training Associates Inc. will be your choice. Our resources, expertise, and commitment to your success are unmatched.

For any questions or assistance along the way, reach out to us. We’re here to help you achieve your goals and excel in the industry by providing top-notch study materials, expert guidance, and unwavering support. With us by your side, passing the Series 6/63 exams is well within your reach. Take the first step towards a rewarding career with R S Thomas Training Associates Inc.